The Road to Independence
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“The Revolution was effected before the war commenced. The Revolution was in the hearts and minds of the people.” Former President John Adams, 1818
The American Revolution must be understood in relation to the preceding century and a half of self-government in the colonies, imperial neglect from England, and the rapid development of a non-British colonial culture during the 1700s. Much of that culture was informed by local realities. Ironically, it would be the British success at finally vanquishing the French from North America which would bring to a head all the tensions and misunderstandings which had built up since the first settlement at Jamestown. The outcome of this contest would define a people, forge a nation and change the world.
Throughout the 18th century, the maturing British North American colonies inevitably forged a distinct identity. They grew vastly in economic strength and cultural attainment; virtually all had long years of self-government behind them. In the 1760s their combined population exceeded 1,500,000 — a six-fold increase since 1700. Nonetheless, England and America did not begin an overt parting of ways until 1763, more than a century and a half after the founding of the first permanent settlement at Jamestown, Virginia.
The organization of Canada and of the Ohio Valley necessitated policies that would not alienate the French and Indian inhabitants. Here London was in fundamental conflict with the interests of the colonies. Fast increasing in population, and needing more land for settlement, they claimed the right to extend their boundaries as far west as the Mississippi River.
The British government, fearing a series of Indian wars, believed that the lands should be opened on a more gradual basis. Restricting movement was also a way of ensuring royal control over existing settlements before allowing the formation of new ones. The Royal Proclamation of 1763 reserved all the western territory between the Allegheny Mountains, Florida, the Mississippi River, and Quebec for use by Native Americans. Thus the Crown attempted to sweep away every western land claim of the 13 colonies and to stop westward expansion. Although never effectively enforced, this measure, in the eyes of the colonists, constituted a high-handed disregard of their fundamental right to occupy and settle western lands.
More serious in its repercussions was the new British revenue policy. London needed more money to support its growing empire and faced growing taxpayer discontent at home. It seemed reasonable enough that the colonies should pay for their own defense. That would involve new taxes, levied by Parliament — at the expense of colonial self-government.
For the British, debt for a war, fought primarily in North America, meant new revenue measures were needed and that the colonists ought to pay their fair share. In 1764, Parliament passed the Sugar Act which lessened the 1733 duty levied on molasses, but provided strict enforcement, where there had been little or none before. This was the beginning of several attempts to centralize control, spread the costs of empire more equitably, and speak to the interests of both French Canadians and North American Indians. The hope was that lowering the duty on molasses would reduce the temptation to smuggle the commodity from the Dutch and French West Indies for the rum distilleries of New England. The British government enforced the Sugar Act energetically. Customs officials were ordered to show more effectiveness. British warships in American waters were instructed to seize smugglers, and “writs of assistance,” or warrants, authorized the king’s officers to search suspected premises.
The colonies, on the other hand, long accustomed to a large measure of independence, expected more, not less, freedom. And, with the French menace eliminated, they felt far less need for a strong British presence. A scarcely comprehending Crown and Parliament on the other side of the Atlantic found itself contending with colonists trained in self-government and impatient with interference.
Both the duty imposed by the Sugar Act and the measures to enforce it caused consternation among New England merchants. They contended that payment of even the small duty imposed would be ruinous to their businesses. Merchants, legislatures, and town meetings protested the law. Colonial lawyers protested “taxation without representation,” a slogan that was to persuade many Americans they were being oppressed by the mother country.
Later in 1764, Parliament enacted a Currency Act “to prevent paper bills of credit hereafter issued in any of His Majesty’s colonies from being made legal tender.” Since the colonies were a deficit trade area and were constantly short of hard currency, this measure added a serious burden to the colonial economy. Equally objectionable from the colonial viewpoint was the Quartering Act, passed in 1765, which required colonies to provide royal troops with provisions and barracks.
THE STAMP ACT
A general tax measure sparked the greatest organized resistance. Known as the “Stamp Act,” it required all newspapers, broadsides, pamphlets, licenses, leases, and other legal documents to bear revenue stamps. The proceeds, collected by American customs agents, would be used for “defending, protecting, and securing” the colonies.
Bearing equally on people who did any kind of business, the Stamp Act aroused the hostility of the most powerful and articulate groups in the American population: journalists, lawyers, clergymen, merchants and businessmen, North and South, East and West. Leading merchants organized for resistance and formed nonimportation associations.
Trade with the mother country fell off sharply in the summer of 1765, as prominent men organized themselves into the “Sons of Liberty” — secret organizations formed to protest the Stamp Act — often through violent means. From Massachusetts to South Carolina, mobs, forced luckless customs agents to resign their offices and destroyed the hated stamps. Militant resistance effectively nullified the Act.
Spurred by delegate Patrick Henry, the Virginia House of Burgesses passed a set of resolutions in May denouncing taxation without representation as a threat to colonial liberties. It asserted that Virginians, enjoying the rights of Englishmen, could be taxed only by their own representatives. The Massachusetts Assembly invited all the colonies to appoint delegates to a “Stamp Act Congress” in New York, held in October 1765, to consider appeals for relief to the Crown and Parliament. Twenty-seven representatives from nine colonies seized the opportunity to mobilize colonial opinion. After much debate, the congress adopted a set of resolutions asserting that “no taxes ever have been or can be constitutionally imposed on them, but by their respective legislatures,” and that the Stamp Act had a “manifest tendency to subvert the rights and liberties of the colonists.”
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TAXATION WITHOUT REPRESENTATION
The issue thus drawn centered on the question of representation. The colonists believed they could not be represented unless they actually elected members to the House of Commons. But this idea conflicted with the English principle of “virtual representation,” according to which each member of Parliament represented the interests of the whole country and the empire — even if his electoral base consisted of only a tiny minority of property owners from a given district. This theory assumed that all British subjects shared the same interests as the property owners who elected members of Parliament.
The American leaders argued that their only legal relations were with the Crown. It was the king who had agreed to establish colonies beyond the sea and the king who provided them with governments. They asserted that he was equally a king of England and a king of the colonies, but they insisted that the English Parliament had no more right to pass laws for the colonies than any colonial legislature had the right to pass laws for England. In fact, however, their struggle was equally with King George III and Parliament. Factions aligned with the Crown generally controlled Parliament and reflected the king’s determination to be a strong monarch.
The British Parliament rejected the colonial contentions. British merchants, however, feeling the effects of the American boycott, threw their weight behind a repeal movement. In 1766 Parliament yielded, repealing the Stamp Act and modifying the Sugar Act. However, to mollify the supporters of central control over the colonies, Parliament followed these actions with passage of the Declaratory Act, which asserted the authority of Parliament to make laws binding the colonies “in all cases whatsoever.” The colonists had won only a temporary respite from an impending crisis.
THE TOWNSHEND ACTS
The year 1767 brought another series of measures that stirred anew all the elements of discord. Charles Townshend, British chancellor of the exchequer, attempted a new fiscal program in the face of continued discontent over high taxes at home. Intent upon reducing British taxes by making more efficient the collection of duties levied on American trade, he tightened customs administration and enacted duties on colonial imports of paper, glass, lead, and tea from Britain.
The “Townshend Acts” were based on the premise that taxes imposed on goods imported by the colonies were legal while internal taxes (like the Stamp Act) were not. The Townshend Acts were designed to raise revenue that would be used in part to support colonial officials and maintain the British army in America. In response, Philadelphia lawyer John Dickinson, in Letters of a Pennsylvania Farmer, argued that Parliament had the right to control imperial commerce but did not have the right to tax the colonies, whether the duties were external or internal.
The agitation following enactment of the Townshend duties was less violent than that stirred by the Stamp Act, but it was nevertheless strong, particularly in the cities of the Eastern seaboard. Merchants once again resorted to non-importation agreements, and people made do with local products. Colonists, for example, dressed in homespun clothing and found substitutes for tea. They used homemade paper and their houses went unpainted. In Boston, enforcement of the new regulations provoked violence. When customs officials sought to collect duties, they were set upon by the populace and roughly handled. For this infraction, two British regiments were dispatched to protect the customs commissioners.
In 1768, the sloop Liberty,owned by John Hancock, was seized for violation of the new duties (smuggling). Hancock was tried in a Vice Admiralty court and acquitted but the damage was done. The resulting outcry from British exporters over the boycott and colonial outrage over the liberty incident put the British in a precarious political position, especially in Boston.
The presence of British troops in Boston was a standing invitation to disorder. A Quartering Act passed by Parliament in 1765 had required colonists to house and feed British Regulars at colonial expense. As the greatest anti-British presence was centered on Boston, so was the greatest proportion of British troops. On March 5, 1770, antagonism between citizens and British soldiers again flared into violence. What began as a harmless snowballing of British soldiers degenerated into a mob attack which resulted in five American deaths from British muskets. Dubbed the “Boston Massacre,” the incident was dramatically pictured as proof of British heartlessness and tyranny.
John Adam’s successful defense of the British soldiers was a public relations coup for the colonists since the soldiers were not sacrificed to angry mobs (thus becoming martyrs for the British) but acquitted and sent home. Thus, the colonists came off as the martyrs instead and there quickly followed a repeal of all the Townshend duties except for the duty on tea which was a luxury item in the colonies, imbibed only by a very small minority. To most, the action of Parliament signified that the colonists had won a major concession, and the campaign against England was largely dropped. A colonial embargo on “English tea” continued but was not too scrupulously observed. Prosperity was increasing and most colonial leaders were willing to let the future take care of itself.
During a three-year interval of calm, a relatively small number of radicals strove energetically to keep the controversy alive. They contended that payment of the tax constituted an acceptance of the principle that Parliament had the right to rule over the colonies. They feared that at any time in the future, the principle of parliamentary rule might be applied with devastating effect on all colonial liberties.
The radicals’ most effective leader was Samuel Adams of Massachusetts, who toiled tirelessly for a single end: independence. From the time he graduated from Harvard College in 1743, Adams was a public servant in some capacity — inspector of chimneys, tax-collector, and moderator of town meetings. A consistent failure in business, he was shrewd and able in politics, with the New England town meeting his theater of action.
Adams wanted to free people from their awe of social and political superiors, make them aware of their own power and importance, and thus arouse them to action. Toward these objectives, he published articles in newspapers and made speeches in town meetings, instigating resolutions that appealed to the colonists’ democratic impulses.
In 1772 he induced the Boston town meeting to select a “Committee of Correspondence” to state the rights and grievances of the colonists. The committee opposed a British decision to pay the salaries of judges from customs revenues; it feared that the judges would no longer be dependent on the legislature for their incomes and thus no longer accountable to it, thereby leading to the emergence of “a despotic form of government.” The committee communicated with other towns on this matter and requested them to draft replies. Committees were set up in virtually all the colonies, and out of them grew a base of effective revolutionary organizations. Still, Adams did not have enough fuel to set a fire.
THE BOSTON “TEA PARTY”
In 1773, however, Britain furnished Adams and his allies with an incendiary issue. The powerful East India Company, finding itself in critical financial straits, appealed to the British government, which granted it a monopoly on all tea exported to the colonies. The government also permitted the East India Company to supply retailers directly, bypassing colonial wholesalers. By then, most of the tea consumed in America was imported illegally, duty-free. By selling its tea through its own agents at a price well under the customary one, the East India Company made smuggling unprofitable and threatened to eliminate the independent colonial merchants. Aroused not only by the loss of the tea trade but also by the monopolistic practice involved, colonial traders joined the radicals agitating for independence.
In ports up and down the Atlantic coast, agents of the East India Company were forced to resign. New shipments of tea were either returned to England or warehoused. In Boston, however, the agents defied the colonists; with the support of the royal governor, they made preparations to land incoming cargoes regardless of opposition. On the night of December 16, 1773, a band of men disguised as Mohawk Indians and led by Samuel Adams boarded three British ships lying at anchor and dumped their tea cargo into Boston harbor. Doubting their countrymen’s commitment to principle, they feared that if the tea were landed, colonists would actually purchase the tea thereby paying the tax.
A crisis now confronted Britain. The East India Company had carried out a parliamentary statute. If the destruction of the tea went unpunished, Parliament would admit to the world that it had no control over the colonies. Official opinion in Britain almost unanimously condemned the Boston Tea Party as an act of vandalism and advocated legal measures to bring the insurgent colonists into line.
THE COERCIVE ACTS
Parliament responded with new laws that the colonists called the “Coercive” or “Intolerable Acts.” The first, the Boston Port Bill, closed the port of Boston until the tea was paid for. The action threatened the very life of the city, for to prevent Boston from having access to the sea meant economic disaster. Other enactments restricted local authority and banned most town meetings held without the governor’s consent. A renewed Quartering Act required local authorities to find suitable quarters for British troops, in private homes if necessary. Instead of subduing and isolating Massachusetts, as Parliament intended, these acts rallied its sister colonies to its aid. The Quebec Act, passed at nearly the same time, extended the boundaries of the province of Quebec south to the Ohio River. In conformity with previous French practice, it provided for trials without jury, did not establish a representative assembly, and gave the Catholic Church semi-established status. By disregarding old charter claims to western lands, it threatened to block colonial expansion to the North and Northwest; its recognition of the Roman Catholic Church outraged the Protestant sects that dominated every colony. Though the Quebec Act had not been passed as a punitive measure, Americans associated it with the Coercive Acts, and all became known as the “Five Intolerable Acts.”
At the suggestion of the Virginia House of Burgesses, colonial representatives met in Philadelphia on September 5, 1774, “to consult upon the present unhappy state of the Colonies.” Delegates to this meeting, known as the First Continental Congress, were chosen by provincial congresses or popular conventions. Only Georgia failed to send a delegate; the total number of 55 was large enough for diversity of opinion, but small enough for genuine debate and effective action. The division of opinion in the colonies posed a genuine dilemma for the delegates. They would have to give an appearance of firm unanimity to induce the British government to make concessions. But they also would have to avoid any show of radicalism or spirit of independence that would alarm more moderate Americans.
A cautious keynote speech, followed by a “resolve” that no obedience was due the Coercive Acts, ended with adoption of a set of resolutions affirming the right of the colonists to “life, liberty, and property,” and the right of provincial legislatures to set “all cases of taxation and internal polity.” The most important action taken by the Congress, however, was the formation of a “Continental Association” to re-establish the trade boycott. It set up a system of committees to inspect customs entries, publish the names of merchants who violated the agreements, confiscate their imports, and encourage frugality, economy, and industry.
The Continental Association immediately assumed the leadership in the colonies, spurring new local organizations to end what remained of royal authority. Led by the pro-independence leaders, they drew their support not only from the less well-to-do, but from many members of the professional class (especially lawyers), most of the planters of the Southern colonies, and a number of merchants. They intimidated the hesitant into joining the popular movement, punished the hostile and began the collection of military supplies and the mobilization of troops.
Many of those opposed to British encroachment on American rights nonetheless favored discussion and compromise as the proper solution. This group included Crown-appointed officers, Quakers, and members of other religious sects opposed to the use of violence, numerous merchants (especially in the middle colonies), and some discontented farmers and frontiersmen in the Southern colonies. Ultimately, this First Continental Congress produced, in 1774, an agreement to cut trade with England, begin training of militia and to meet again the following Spring in a Second Continental Congress. What was not on the table at the First Continental Congress was a vote for independence. Relatively few were ready to take that step.
The king might well have effected an alliance with these moderates and, by timely concessions, so strengthened their position that the revolutionaries would have found it difficult to proceed with hostilities. But George III had no intention of making concessions. In September 1774, scorning a petition by Philadelphia Quakers, he wrote, “The die is now cast, the Colonies must either submit or triumph.” This action isolated Loyalists who were appalled and frightened by the course of events following the Coercive Acts.
Lexington and Concord (The War Begins)
General Thomas Gage, an amiable English gentleman with an American- born wife, commanded the garrison at Boston, where political activity had almost wholly replaced trade. Gage’s main duty in the colonies had been to enforce the Coercive Acts. When news reached him that the Massachusetts colonists were collecting powder and military stores at the town of Concord, 17 miles away, Gage sent a strong detail to confiscate these munitions. The soldiers were expected to fill their pockets with confiscated musket balls and scatter them a little at a time on their march back to Boston.
After a night of marching, the British troops reached the village of Lexington on April 19, 1775, and saw a grim band of 77 Minutemen — so named because they were said to be ready to fight in a minute — through the early morning mist. The Minutemen intended only a silent protest, but Marine Major John Pitcairn, the leader of the British troops, yelled, “Disperse, you damned rebels! You dogs, run!” The leader of the Minutemen, Captain John Parker, told his troops not to fire unless fired at first. The Americans were withdrawing when someone fired a shot, which led the British troops to fire at the Minutemen. The British then charged with bayonets, leaving eight dead and 10 wounded. In the often quoted phrase of 19th century poet Ralph Waldo Emerson, this was “the shot heard round the world.”
The British pushed on to Concord.The Americans had successfully moved most of the munitions, but they destroyed whatever was left. In the meantime, American forces in the countryside had mobilized to harass the British on their long return to Boston. All along the road, behind stone walls, hillocks, and houses, militiamen from “every Middlesex village and farm” made targets of the bright red coats of the British soldiers. By the time Gage’s weary detachment stumbled into Boston, it had suffered upwards of 270 killed and wounded. The Americans lost 93 men.
Second Continental Congress
In May of 1775, The Second Continental Congress convened as scheduled in Philadelphia and found that it had inherited a war. Upon voting to prosecute the war, the Congress inducted the colonial militias into continental service. The delegates appointed the Virginia gentleman, George Washington, to lead the continental army on June 15th. Washington had won for himself a solid reputation as a militia colonel in the French and Indian War. It didn’t hurt his case that he was unusually tall (about six foot three), of a reserved and dignified bearing, and that he’d worn his military uniform to the gathering. Choosing a southerner to lead the military arm of the rebellion would also tend to unify the colonies as, up until this point, the rebellion was located entirely in the North.
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The action at Lexington and Concord had brought thousands of colonial militia to the area surrounding Boston and these quickly settled into a stalemate siege of Boston and its twenty regiments of redcoats. When in June, the Americans threw up an enormous earthwork overnight on the Charlestown peninsula, the British General Howe decided to row his men across Boston harbor to challenge the Americans directly and end the rebellion. The Americans inflicted 1000 casualties before running out of ammunition and retreating. The Americans still surrounded Boston, however, and in July Washington arrived and arranged for canon to be brought in from New York. Arriving in Winter time, the canon were put in place and fortifications put up overnight on Dorchester Heights. The British awoke in disbelief to find their fleet rendered completely vulnerable to the American guns. They abandoned the city and sailed away.
Congress also ordered American expeditions to march northward into Canada by Fall. Capturing Montreal, they failed in a winter assault on Quebec, and eventually retreated to New York.
An Olive Branch
Despite the outbreak of armed conflict, the idea of complete separation from England was still repugnant to many members of the Continental Congress. In July, it adopted the Olive Branch Petition, begging the king to prevent further hostile actions until some sort of agreement could be worked out. King George rejected it; instead, on August 23, 1775, he issued a proclamation declaring the colonies to be in a state of rebellion.
Britain had expected the Southern colonies to remain loyal, in part because of their reliance on slavery. Many in the Southern colonies feared that a rebellion against the mother country would also trigger a slave uprising. In November 1775, Lord Dunmore, the governor of Virginia, tried to capitalize on that fear by offering freedom to all slaves who would fight for the British. Instead, his proclamation drove to the rebel side many Virginians who would otherwise have remained Loyalist.
The governor of North Carolina, Josiah Martin, also urged North Carolinians to remain loyal to the Crown. When 1,500 men answered Martin’s call, they were defeated by revolutionary armies before British troops could arrive to help.
British warships continued down the coast to Charleston, South Carolina, and opened fire on the city in early June 1776. But South Carolinians had time to prepare, and repulsed the British by the end of the month. They would not return South for more than two years.
COMMON SENSE AND INDEPENDENCE
In January 1776, Thomas Paine, a radical political theorist and writer who had come to America from England in 1774, published a 50-page pamphlet, Common Sense. Within three months, it sold 100,000 copies. Paine attacked the idea of a hereditary monarchy, declaring that one honest man was worth more to society than “all the crowned ruffians that ever lived.” He presented the alternatives — continued submission to a tyrannical king and an outworn government, or liberty and happiness as a self-sufficient, independent republic. Circulated throughout the colonies, Common Sense helped to crystallize a decision for separation.
There still remained the task, however, of gaining each colony’s approval of a formal declaration. On June 7, Richard Henry Lee of Virginia introduced a resolution in the Second Continental Congress, declaring, “That these United Colonies are, and of right ought to be, free and independent states. ... ” Immediately, a committee of five, headed by Thomas Jefferson of Virginia, was appointed to draft a document for a vote.
Lee’s motion was adopted by 12 of 13 colonies on July 2nd and the delegates haggled over Jefferson’s Declaration of Independence for 2 days before, adopting it on July 4, 1776. Not only did this announce the birth of a new nation, but it also set forth a philosophy of human freedom that would become a dynamic force throughout the entire world. The Declaration drew upon French and English Enlightenment political philosophy, but one influence in particular stands out: John Locke’s Second Treatise on Government. Locke took conceptions of the traditional rights of Englishmen and universalized them into the natural rights of all humankind. The Declaration’s familiar opening passage echoes Locke’s social-contract theory of government:
We hold these truths to be self evident, that all men are created equal, that they are endowed by their Creator with certain unalienable Rights, that among these are Life, Liberty and the pursuit of Happiness. — That to secure these rights, Governments are instituted among Men, deriving their just powers from the consent of the governed, — That whenever any Form of Government becomes destructive of these ends, it is the Right of the People to alter or to abolish it, and to institute new Government, laying its foundation on such principles and organizing its powers in such form, as to them shall seem most likely to effect their Safety and Happiness.
Jefferson linked Locke’s principles directly to the situation in the colonies. To fight for American independence was to fight for a government based on popular consent in place of a government by a king who had “combined with others to subject us to a jurisdiction foreign to our constitution, and unacknowledged by our laws. ... ” Only a government based on popular consent could secure natural rights to life, liberty, and the pursuit of happiness. Thus, to fight for American independence was to fight on behalf of one’s own natural rights.
DEFEATS AND VICTORIES
Although the Americans suffered severe setbacks for months after independence was declared, their tenacity and perseverance eventually paid off. As soon as the British vacated Boston, Washington quickly moved his force to defend New York where he was badly defeated and nearly captured but for a mysterious fog which allowed him and his army to escape in silence across the East River. British General William Howe twice hesitated and allowed the Americans to escape. By November, however, Howe had captured Fort Washington on Manhattan Island. New York City would remain under British control until the end of the war.
As a difficult winter settled upon the East Coast of the newly united states, Washington’s army began to dissolve. Desperate for a victory, Washington surprised a group of Hessian mercenaries after a daring night crossing of the Delaware River and captured hundreds. Two weeks later near Princeton New Jersey, Washington left his campfires burning, stole into Princeton via a deserted road, and won another small but important victory. The result was 8,000 new recruits to Washington’s badly deteriorated force. In this way Washington was able to retire with his troops into winter quarters with victory, rather than defeat, fresh on their minds as the victories at Trenton and Princeton had revived flagging American spirits.
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In September 1777, however, Howe defeated the American army at Brandywine in Pennsylvania and occupied Philadelphia, forcing the Continental Congress to flee. Washington had to endure the bitterly cold winter of 1777-1778 at Valley Forge, Pennsylvania, lacking adequate food, clothing, and supplies. Farmers and merchants were far more inclined to trade their goods for British gold and silver rather than for dubious paper money issued by the Continental Congress and the states.
Valley Forge was the lowest ebb for Washington’s Continental Army, but elsewhere 1777 proved to be the turning point in the war. British General John Burgoyne, moving south from Canada, attempted to invade New York and New England via Lake Champlain and the Hudson River. He had too much heavy equipment to negotiate the wooded and marshy terrain. On August 6, at Oriskany, New York, a band of Loyalists and Native Americans under Burgoyne’s command ran into a mobile and seasoned American force that managed to halt their advance. A few days later at Bennington, Vermont, more of Burgoyne’s forces, seeking much-needed supplies, were pushed back by American troops.
Moving to the west side of the Hudson River, Burgoyne’s army advanced on Albany. The Americans were waiting for him. Led by Benedict Arnold — who would later betray the Americans at West Point, New York — the colonials twice repulsed the British. Having by this time incurred heavy losses, Burgoyne fell back to Saratoga, New York, where a vastly superior American force under General Horatio Gates surrounded the British troops. On October 17, 1777, Burgoyne surrendered his entire army — six generals, 300 other officers, and 5,500 enlisted personnel.
John Adams had left for France in 1777 in hopes of securing an alliance against Great Britain. Of particular importance to Adams was the French navy. For their part, the French, who were eager to humiliate Great Britain, and reassert their claims to North America, waited for definitive evidence that the Americans could hold the field. British domination in the first year and a half of fighting caused considerable French reticence. In the Fall of 1777, their evidence had arrived in the form of the battle of Saratoga in New York. The bickering British generals Howe and Burgoyne were supposed to join forces in New York’s interior. Instead, Howe distracted himself with a pointless assault on Philadelphia while Burgoyne lost an entire army to the Americans. The French signed an alliance with the United States as a result and independence became a more real possibility.
In France, enthusiasm for the American cause was high: The French intellectual world was itself stirring against feudalism and privilege. However, the Crown lent its support to the colonies for geopolitical rather than ideological reasons: The French government had been eager for reprisal against Britain ever since France’s defeat in 1763. To further the American cause, Benjamin Franklin was sent to Paris in 1776. His wit, guile, and intellect soon made their presence felt in the French capital, and played a major role in winning French assistance.
France began providing aid to the colonies in May 1776, when it sent 14 ships with war supplies to America. In fact, most of the gunpowder used by the American armies came from France. After Britain’s defeat at Saratoga, France saw an opportunity to seriously weaken its ancient enemy and restore the balance of power that had been upset by the Seven Years’ War (called the French and Indian War in the American colonies). On February 6, 1778, the colonies and France signed a Treaty of Amity and Commerce, in which France recognized the United States and offered trade concessions. They also signed a Treaty of Alliance, which stipulated that if France entered the war, neither country would lay down its arms until the colonies won their independence, that neither would conclude peace with Britain without the consent of the other, and that each guaranteed the other’s possessions in America. This was the only bilateral defense treaty signed by the United States or its predecessors until 1949.
The Franco-American alliance soon broadened the conflict. In June 1778 British ships fired on French vessels, and the two countries went to war. In 1779 Spain, hoping to reacquire territories taken by Britain in the Seven Years’ War, entered the conflict on the side of France, but not as an ally of the Americans. In 1780 Britain declared war on the Dutch, who had continued to trade with the Americans. The combination of these European powers, with France in the lead, was a far greater threat to Britain than the American colonies standing alone.
Both sides faced formidable challenges. The Americans faced the greatest military machine of their day and were impeded by a well-meaning, yet ineffectual, Congress. Governing under the newly minted Articles of Confederation, The Congress lacked the power to raise taxes, had no central authority and required unanimous consent to amend the Articles. Washington often pleaded for supplies and pay for his soldiers, but the Congress could merely make requests of the states. The British faced the difficulty of enforcing their will across 3,000 miles of ocean, in unfamiliar territory. Most difficult for the British was the fact that they needed to win American hearts and minds but were trying to do so with bullets and bayonets.
THE BRITISH MOVE SOUTH
With the French now involved, the British, still believing that most Southerners were Loyalists, stepped up their efforts in the Southern colonies. A campaign began in late 1778, with the capture of Savannah, Georgia. Shortly thereafter, British troops and naval forces converged on Charleston, South Carolina, the principal Southern port. They managed to bottle up American forces on the Charleston peninsula. On May 12, 1780, General Benjamin Lincoln surrendered the city and its 5,000 troops, in the greatest American defeat of the war.
But the reversal in fortune only emboldened the American rebels. South Carolinians began roaming the countryside, attacking British supply lines. In July, American General Horatio Gates, who had assembled a replacement force of untrained militiamen, rushed to Camden, South Carolina, to confront British forces led by General Charles Cornwallis. But Gates’s makeshift army panicked and ran when confronted by the British regulars. Cornwallis’s troops met the Americans several more times, but the most significant battle took place at Cowpens, South Carolina, in early 1781, where the Americans soundly defeated the British. After an exhausting but unproductive chase through North Carolina, Cornwallis set his sights on Virginia.
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VICTORY AND INDEPENDENCE
In July 1780 France’s King Louis XVI had sent to America an expeditionary force of 6,000 men under the Comte Jean de Rochambeau. In addition, the French fleet harassed British shipping and blocked reinforcement and resupply of British forces in Virginia. French and American armies and navies, totaling 18,000 men, parried with Cornwallis all through the summer and into the fall. Finally, on October 19, 1781, after being trapped at Yorktown near the mouth of Chesapeake Bay, Cornwallis surrendered his army of 8,000 British soldiers.
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Although Cornwallis’s defeat did not immediately end the war — which would drag on inconclusively for almost two more years — a new British government decided to pursue peace negotiations in Paris in early 1782, with the American side represented by Benjamin Franklin, John Adams, and John Jay. On April 15, 1783, Congress approved the final treaty. Signed on September 3, the Treaty of Paris acknowledged the independence, freedom, and sovereignty of the 13 former colonies, now states. The new United States stretched west to the Mississippi River, north to Canada, and south to Florida, which was returned to Spain.
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One of the primary lessons of the war was that a rebellion lives, so long as it can field an army. Washington had learned from the debacle at Long Island, New York that he could not match the British in the open field—at least not early in the war. However, so long as his army remained intact, the rebellion lived. His tactic, then was one of harassing the British forces when and where he could, keeping up the spirits of his men and working closely with his French allies to end the war.
The fledgling colonies that Richard Henry Lee had spoken of more than seven years before had finally become “free and independent states.” The task of knitting together a nation remained.
THE SIGNIFICANCE OF THE AMERICAN REVOLUTION
The American Revolution had a significance far beyond the North American continent. It attracted the attention of a political intelligentsia throughout the European continent. Idealistic notables such as Thaddeus Kosciusko, Friedrich von Steuben, and the Marquis de Lafayette joined its ranks to affirm liberal ideas they hoped to transfer to their own nations. Its success strengthened the concept of natural rights throughout the Western world and furthered the Enlightenment rationalist critique of an old order built around hereditary monarchy and an established church. In a very real sense, it was a precursor to the French Revolution, but it lacked the French Revolution’s violence and chaos because it had occurred in a society that was already fundamentally liberal.
The ideas of the Revolution have been most often depicted as a triumph of the social contract/natural rights theories of John Locke. Correct so far as it goes, this characterization passes too quickly over the continuing importance of Calvinist-dissenting Protestantism, which from the Pilgrims and Puritans on had also stood for the ideals of the social contract and the self-governing community. Lockean intellectuals and the Protestant clergy were both important advocates of compatible strains of liberalism that had flourished in the British North American colonies.
Scholars have also argued that another persuasion contributed to the Revolution: “republicanism.” Republicanism, they assert, did not deny the existence of natural rights but subordinated them to the belief that the maintenance of a free republic required a strong sense of communal responsibility and the cultivation of self-denying virtue among its leaders. The assertion of individual rights, even the pursuit of individual happiness, seemed egoistic by contrast. For a time republicanism threatened to displace natural rights as the major theme of the Revolution. Most historians today, however, concede that the distinction was much overdrawn. Most individuals who thought about such things in the 18th century envisioned the two ideas more as different sides of the same intellectual coin.
Revolution usually entails social upheaval and violence on a wide scale. By these criteria, the American Revolution was relatively mild. About 100,000 Loyalists left the new United States. Some thousands were members of old elites who had suffered expropriation of their property and been expelled; others were simply common people faithful to their King. The majority of those who went into exile did so voluntarily. The Revolution did open up and further liberalize an already liberal society. In New York and the Carolinas, large Loyalist estates were divided among small farmers. Liberal assumptions became the official norm of American political culture — whether in the disestablishment of the Anglican Church, the principle of elected national and state executives, or the wide dissemination of the idea of individual freedom. Yet the structure of society changed little. Revolution or not, most people remained secure in their life, liberty, and property.